-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jjsms2UwQ9YE/ZjaR9Hw4q7ixn2v2iw5hwfR2/W0MSyklKrE2JvBmdx9NfHE2UOo 9xfaiBM/ZT/FKxR/kKYdng== 0001116679-07-000314.txt : 20070130 0001116679-07-000314.hdr.sgml : 20070130 20070130163456 ACCESSION NUMBER: 0001116679-07-000314 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070130 DATE AS OF CHANGE: 20070130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYS CENTRAL INDEX KEY: 0000096057 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 952467354 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46435 FILM NUMBER: 07565013 BUSINESS ADDRESS: STREET 1: 5050 MURPHY CANYON ROAD STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 8587155500 MAIL ADDRESS: STREET 1: 5050 MURPHY CANYON ROAD STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: SYSTEMS ASSOCIATES INC OF CALIFORNIA DATE OF NAME CHANGE: 19850927 FORMER COMPANY: FORMER CONFORMED NAME: SYSTEMS ASSOCIATES INC DATE OF NAME CHANGE: 19800115 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Faucett Russell B CENTRAL INDEX KEY: 0001354637 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 310-264-4844 MAIL ADDRESS: STREET 1: 2001 WILSHIRE BOULEVARD STREET 2: SUITE 401 CITY: SANTA MONICA STATE: CA ZIP: 90403 SC 13G/A 1 sc13ga-013007.htm AMENDMENT NO. 2

OMB APPROVAL

OMB Number:          3235-0145

Expires:         February 28, 2009

Estimated average burden

hours per response............. 10.4

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

SYS TECHNOLOGIES, INC.

_____________________________________________________________________________

(Name of Issuer)

 

COMMON STOCK, NO VALUE PER SHARE

_____________________________________________________________________________

(Title of Class Securities)

 

785070103

____________________________________

(CUSIP Number)

 

January 30, 2007

_________________________________________________________________

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o

Rule 13d-1(b)

 

ý

Rule 13d-1(c)

 

o

Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 


 

Page 2 of 10 Pages

 

 

CUSIP No. 785070103

 

 

1

NAME OF REPORTING PERSONS.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Russell B. Faucett

 

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(A)  o

(B)   o

 

 

3

SEC USE ONLY

 

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

 

 

 

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

 

 

5

 

SOLE VOTING POWER

1,231,372

 

 

6

 

SHARED VOTING POWER

0

 

 

7

 

SOLE DISPOSITIVE POWER

1,231,372

 

 

8

 

SHARED DISPOSITIVE POWER

0

 

 

9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,231,372

 

 

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

6.3%

 

12

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

IN

 

 


 

Page 3 of 10 Pages

 

 

 

1

NAME OF REPORTING PERSONS.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

Barrington Investors, L.P. 95-4664502

 

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(A)  o

(B)   o

 

 

3

SEC USE ONLY

 

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

California

 

 

 

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

 

 

5

 

SOLE VOTING POWER

899,205

 

 

6

 

SHARED VOTING POWER

0

 

 

7

 

SOLE DISPOSITIVE POWER

899,205

 

 

8

 

SHARED DISPOSITIVE POWER

0

 

 

9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

899,205

 

 

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

4.6%

 

12

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

PN

 

 


 

Page 4 of 10 Pages

 

 

Item 1.

 

(a)

Name of Issuer

SYS Technologies, Inc.

 

 

(b)

Address of Issuer’s Principal Executive Offices

5050 Murphy Canyon Road, Suite 200

San Diego, CA 92123

 

Item 2.

 

(a)

Name of Person Filing

This statement is being filed by (i) Russell. B. Faucett and (ii) Barrington Investors, L.P., a California limited partnership (together, the “Reporting Persons”). Mr. Faucett is the general partner of two pooled investment vehicles, Barrington Investors, L.P. and Barrington Partners, A California limited partnership (together, the “Funds”). Barrington Investors, L.P. is the record owner of 899,205 shares of Common Stock and Barrington Partners, A California Limited Partnership, is the record owner of 332,167 shares of Common Stock. Mr. Faucett controls the Funds by virtue of being their general partner.

Mr. Faucett’s beneficial ownership of the Common Stock is directly a result of his discretionary authority to buy, sell and vote such Common Stock for the Funds. The beneficial ownership of Mr. Faucett is reported solely because Rule 13(d)-1(a) under the Securities Exchange Act of 1934, as amended, requires any person who is “directly or indirectly” the beneficial owner of more than five percent of any equity securities of a specified class to file Schedule 13G within the specified time period. The answers in blocks 5, 7, 9 and 11 above and Item 4 below by Mr. Faucett are given on the basis of the “indirect” beneficial ownership referred to in such Rule, based on the direct beneficial ownership of Common Stock by the Funds and the relationship of Mr. Faucett to the Funds referred to above.

Information with respect to each Reporting Person is given solely by the respective Reporting Person, and no Reporting Person undertakes hereby responsibility for the accuracy or completeness of such information concerning any other Reporting Person.

 

 


 

Page 5 of 10 Pages

 

 

 

(b)

Address of Principal Business office or, if None, Residence

 

For each Reporting Person,

2001 Wilshire Boulevard, Suite 401

Santa Monica, CA 90403

 

(c)

Citizenship

Russell B. Faucett is a U.S. citizen

Barrington Investors, L.P. is a California limited partnership

(d)

Title of Class Securities

Common Stock, No Par Value Per Share

(e)

CUSIP Number

785070103

 

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c).

 

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

 

(d)

o

Investment company registered under section 8 of the Investment Company Act (15 U.S.C. 80a-8).

 

 

(e)

o

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).

 

 

(f)

o

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(ii)(F).

 

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).

 

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).

 


 

Page 6 of 10 Pages

 

 

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).

 

 

(j)

o

Group in accordance with § 240.13d-1(b)(ii)(J).

 

Item 4.

Ownership

 

For Russell B. Faucett,

(a) Amount beneficially owned: 1,231,372

(b) Percent of class: 6.3%

(c) Number of shares to which the person has:

(i) Sole power to vote or to direct the vote: 1,231,372

(ii) Shared power to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 1,231,372

(iv) Shared power to dispose or to direct the disposition of: 0

 

For Barrington Investors, L.P.,

(a) Amount beneficially owned: 899,205

(b) Percent of class: 4.6%

(c) Number of shares to which the person has:

(i) Sole power to vote or to direct the vote: 899,205

(ii) Shared power to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 899,205

(iv) Shared power to dispose or to direct the disposition of: 0

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class securities, check the following þ*

*Barrington Investors, L.P. has ceased to be the beneficial owner of more than five percent of Common Stock.

 


 

Page 7 of 10 Pages

 

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Russell B. Faucett has the right or the power to direct the receipt of dividends from Common Stock, and to direct the receipt of proceeds from the sale of Common Stock to the Funds.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Russell B. Faucett is the general partner of each of the Funds. Mr. Faucett is a control person of each of the Funds and the Funds acquired the securities being reported on by Mr. Faucett. See Exhibit A.

Item 8.

Identification and Classification of Members of the Group.

Not applicable.

Item 9.

Notice of Dissolution of Group.

Not Applicable

Item 10.

Certification:

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose or with the effect of changing or influencing the control of the issuer and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

Page 8 of 10 Pages

 

 

SIGNATURE

Date: January 30, 2007

 

/s/ Russell B. Faucett

Russell B. Faucett

 

BARRINGTON INVESTORS, L.P

 

/s/ Russell B. Faucett

By: Russell B. Faucett

Its: General Partner

 

 


 

Page 9 of 10 Pages

 

 

Exhibit A

Identification of Controlled Persons

 

1.

Barrington Investors, L.P.

 

2.

Barrington Partners, A California limited partnership

 


 

Page 10 of 10 Pages

 

 

Exhibit B

Joint Filing Agreement Pursuant to Rule 13d-1

This agreement is made pursuant to Rule 13d-l(k)(1) under the Securities and Exchange Act of 1934, as amended (the “Act”) by and among the parties listed below, each referenced to herein as a “Joint Filer.” The Joint Filers agree that a statement of beneficial ownership as required by Sections 13(g) or 13(d) of the Act and the Rules thereunder may be filed on each of their behalf on Schedule 13G or Schedule 13D, as appropriate, and that said joint filing may thereafter be amended by further joint filings. The Joint Filers state that they each satisfy the requirements for making a joint filing under Rule 13d-1.

 

Date: January 30, 2007

 

/s/ Russell B. Faucett

Russell B. Faucett

 

BARRINGTON INVESTORS, L.P.

 

/s/ Russell B. Faucett

By: Russell B. Faucett

Its: General Partner

 

 


 

-----END PRIVACY-ENHANCED MESSAGE-----